Questionnaire

· Select an individual with knowledge of anti-money laundering regulations and the FIC Act.

· Ensure they have the ability to oversee compliance measures effectively.

· It's often ideal to appoint someone who is already in a managerial or supervisory role within the dealership.

1. Appointed compliance officer

Yes No

· An RMCP (Risk Management and Compliance Programme) manual outlines the procedures and controls that accountable institutions... must implement to comply with the FIC Act.

2. RMCP (Manual)

Yes No

· The KYC (Know Your Customer) process ensures proper identification and verification of customers...

3. KYC Process

Yes No

4. Reporting to FIC

Yes No

5. Record keeping

Yes No

6. Directives 7 and 8?

Yes No

7. Ongoing FIC training

Yes No

Main Directors/Shareholders Certified IDs

0. Your Email Address

1. Company Name

2. Registered Owners

3. Company Physical Address

4. Company Postal Address

5. CIPC / Company Registration Number

6. About Institution?

7. FIC Compliance

8. Company Primary Contact Person

9. Company Secondary Contact Person

10. Head Office Contact Details

11. Upload Supporting Documents